8e. Requirements for Grantee Monitoring of Sub-recipients’ Audit Compliance
Grantees are required to monitor the Federal audit requirements compliance of pass-through entities, including sub-recipients. Other responsibilities for monitoring sub-recipients include:
- Inform sub-recipients of Catalog of Federal Domestic Assistance (CDFA) number
- Advise sub-recipients of applicable Federal laws and regulations
- Monitor activities of sub-recipients
- Ensure receipt of audit reports in accordance with the appropriate standard(s)
- Issue management decisions on audit findings
- Consider adjustments of pass-through entity’s records
- Require access to accounting records
- Keep report submissions on the file for three years from the date of receipt